EIN 52-0910763

Securities Investor Protection Corporation (SIPC)

IRS 501(c) type
501(c)(6)
Num. employees
39
Year formed
1970
Most recent tax filings
2022-12-01
Description
SIPC was created under the SIPA as a non-profit membership corporation. SIPC oversees the liquidation of member broker-dealers that close when the broker-dealer is bankrupt or in financial trouble, and customer assets are missing.
Total revenues
$463,655,966
2022
Total expenses
$130,204,129
2022
Total assets
$4,237,761,857
2022
Num. employees
39
2022

Program areas at SIPC

Sipc initiated no new customer Protection proceeding in 2022. Total proceedings commenced under sipc to date are 330. In 2022, 1 proceeding is being processed and 1 proceeding had closed. Cash and Securities distributed for accounts of customers during 2022 totaled approximately $167 million.

Personnel at SIPC

NameTitleCompensation
Josephine WangPresident and Chief Executive Officer$1,063,691
Karen L. SapersteinVice President Operations$457,015
Charles E GloverVice President - Finance$624,362
Robert C FerryDirector - It$306,083
Kenneth J CaputoGeneral Counsel and Secretary$1,285,317
...and 1 more key personnel

Financials for SIPC

RevenuesFYE 12/2022
Total grants, contributions, etc.$0
Program services$463,655,966
Investment income and dividends$0
Tax-exempt bond proceeds$0
Royalty revenue$0
Net rental income$0
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$0
Total revenues$463,655,966

Form 990s for SIPC

Fiscal year endingDate received by IRSFormPDF link
2022-122023-06-14990View PDF
2021-122022-06-23990View PDF
2020-122021-06-15990View PDF
2019-122021-06-07990View PDF
2018-122019-08-17990View PDF
...and 8 more Form 990s

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Data update history
July 25, 2023
Updated personnel
Identified 2 new personnel
July 23, 2023
Used new vendors
Identified 2 new vendors, including , and
July 18, 2023
Posted financials
Added Form 990 for fiscal year 2021
July 8, 2023
Updated personnel
Identified 4 new personnel
May 13, 2023
Updated personnel
Identified 1 new personnel
Nonprofit Types
Credit unions
Issues
Community improvementBusiness and industry
Characteristics
MembershipsPolitical advocacy
General information
Address
1667 K St NW 1000
Washington, DC 20006
Metro area
Washington-Arlington-Alexandria, DC-VA-MD-WV
Website URL
sipc.org/ 
Phone
(202) 371-8300
IRS details
EIN
52-0910763
Fiscal year end
December
Taxreturn type
Form 990
Year formed
1970
Eligible to receive tax-deductible contributions (Pub 78)
No
Categorization
NTEE code, primary
W60: Financial Institutions, Credit Unions
NAICS code, primary
522120: Savings Institutions
Parent/child status
Independent
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