EIN 32-0178959

Securities Industry and Financial Markets Association (SIFMA)

IRS 501(c) type
501(c)(6)
Num. employees
139
Year formed
2006
Most recent tax filings
2022-10-01
NTEE code, primary
Description
The Securities Industry and Financial Markets Association (SIFMA) is a United States industry trade group representing securities firms, banks, and asset management companies.
Total revenues
$54,768,620
2022
Total expenses
$53,354,953
2022
Total assets
$45,548,628
2022
Num. employees
139
2022

Program areas at SIFMA

Continued serving as a source of market information, including statistics on many facets of the market place and publishing research reports, trade newsletters and other periodicals and books.

Grants made by SIFMA

GranteeGrant descriptionAmount
Committee on Capital Markets RegulationProgram Support$50,000
Center ForwardProgram Support$30,000
Heritage Action for AmericaProgram Support$25,000
...and 8 more grants made

Who funds Securities Industry and Financial Markets Association (SIFMA)

Grants from foundations and other nonprofits
GrantmakerDescriptionAmount
Edison Electric Institute (EEI)Contribution/program Support$10,000

Personnel at SIFMA

NameTitleCompensation
Kenneth E. Bentsen, JR.President and Chief Executive Officer$2,418,686
Joseph L. SeidelChief Operating Officer$1,093,334
David KrasnerChief Financial Officer and Chief Administrative Officer$692,590
Cheryl CrispenExecutive Vice President, Communications and Marketing$594,666
Jamie WallExecutive Vice President, Advocacy$599,544
...and 11 more key personnel

Financials for SIFMA

RevenuesFYE 10/2022
Total grants, contributions, etc.$0
Program services$53,640,701
Investment income and dividends$378,686
Tax-exempt bond proceeds$0
Royalty revenue$254,788
Net rental income$0
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$494,445
Total revenues$54,768,620

Form 990s for SIFMA

Fiscal year endingDate received by IRSFormPDF link
2022-102023-08-31990View PDF
2021-102022-08-24990View PDF
2020-102021-08-31990View PDF
2019-102020-11-19990View PDF
2018-102019-11-26990View PDF
...and 10 more Form 990s
Data update history
July 17, 2023
Posted financials
Added Form 990 for fiscal year 2021
July 13, 2023
Used new vendors
Identified 9 new vendors, including , , , , , , , , and
May 22, 2023
Received grants
Identified 1 new grant, including a grant for $10,000 from Edison Electric Institute (EEI)
May 7, 2023
Updated personnel
Identified 10 new personnel
May 6, 2023
Used new vendors
Identified 3 new vendors, including , , and
Nonprofit Types
Trade associationsBusiness and community development organizations
Issues
Business and industry
Characteristics
MembershipsCommunity engagement / volunteering
General information
Address
140 Broadway 35th Floor
New York, NY 10005
Metro area
New York-Newark-Jersey City, NY-NJ-PA
Website URL
sifma.org/ 
Phone
(212) 313-1200
Twitter profile
@sifma 
IRS details
EIN
32-0178959
Fiscal year end
October
Taxreturn type
Form 990
Year formed
2006
Eligible to receive tax-deductible contributions (Pub 78)
No
Categorization
NTEE code, primary
S41: Promotion of Business
NAICS code, primary
813910: Trade Associations
Parent/child status
Independent
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