Cause IQ organization profile

National Futures Association (NFA)

Program areas | Form 990s | Financials | Vendors | Personnel | Peers

NFA is a business or industry association based in Chicago, IL that was founded in 1976. As of 2019 they had $115 million in revenue and $142 million in assets.

As a congressionally authorized self-regulatory organization, Nfa's mission is to provide innovative regulatory and services that ensure derivatives industry integrity, protect market participants and help our members meet their regulatory responsibil...

Fiscal year end:
Revenue trends:
Asset trends:

Program areas at NFA

Nfa is the industrywide self-regulatory organization for the u.s. derivatives industry. Designated by the cftc as a registered Futures Association, Nfa strives to safeguard the integrity of the derivatives markets, protect investors and ensure that Nfa members meet their regulatory responsibilities. Enforcement actions enforcement of Nfa rules is critical to the effectiveness of the self-regulatory process. In fy 2019: -nfa's business conduct committee issued 20 complaints against 37 respondents. A number of these cases involved members and associates who failed to supervise, cooperate with Nfa or observe high standards of commercial honor and just and equitable principles of trade. -nfa's disciplinary panels issued 18 decisions, and ordered five expulsions and six suspensions. Many of these cases were the culmination of complex and exhaustive investigations involving collaboration with the cftc and other regulators. Nfa has for many years performed remote off-site examinations of non-u.s. members. Over the last several years as ...

Form 990s for NFA

Fiscal year endingDate received by IRSFormPDF link
2019-06Jan 22, 2020990View PDF
2018-06Feb 21, 2019990View PDF
2017-06Jan 18, 2018990View PDF
2016-06Mar 3, 2017990OView PDF
2015-06Feb 1, 2016990OView PDF
...and five more Form 990 PDFs

Financials for NFA

Total grants, contributions, etc.$0
Program services$112,792,818
Investment income and dividends$2,448,716
Tax-exempt bond proceeds$0
Royalty revenue$0
Net rental income$0
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$0
Total revenues$115,241,534

Vendors for NFA

VendorServicesAmount paidDate
KimbiaFundraising software2020-09-09
███████ ███ ████Fundraising software; Payment processing2020-09-09
█████ ████████ ███Tax accounting; Audit accounting2019-12-31
████ ████ █████████ ███████ ██ ███████Insurance2019-12-31
██ ████ █████Investment management2019-12-31
████████ ████████ ████ █████████ ███████Insurance2019-12-31
██████ ████ ███████ ████████████ █ ██████ █████ ███████ ███████Insurance2019-12-31
███████ ██ █████████Insurance agent or broker$4,5902019-12-31
...and six more vendors

Personnel at NFA

NameTitleCompensationMost recent data
Thomas W. SextonPresident and Chief Executive Officer$702,713May 28, 2020
Daniel A. DriscollExecutive Vice President, Chief Operating Officer$613,663July 12, 2019
█████ ██ ███████Senior Vice President , Chief Financial Officer and Treasurer's Office / Senior Vice President , Chief Financial Officer and Treasurer , Treasurer's Office / Senior Vice President , Chief Financial Officer , Treasurer$437,464May 28, 2020
██████ ██ █████Vice President , Market Regulation$496,673May 28, 2020
█████ ██ ██████Senior Vice President Strategic Planning and Communications / Senior Vice President , Strategic Planning and Communications$406,166May 28, 2020
███████ ██ ███████Senior Vice President Information Systems / Vice President , Information Systems$385,876May 28, 2020
█████ ██ ███████Vice President Human Resources / Managing Director-May 28, 2020
██████ ██ ██████Senior Vice President Compliance / Senior Vice President , Compliance$547,532May 28, 2020
███ ███████████Vice President-May 28, 2020
██████████ ████████Managing Director of Capital and Risk-May 28, 2020
...and 28 more key personnel

Peer business and industry associations

1Biotechnology Innovation Organization (BIO)501(c)(6)$87 millionWashington, DC
2Council of Better Business Bureaus (CBBB)501(c)(6)$29 millionArlington, VA
3Airlines for America (A4A)501(c)(6)$39 millionWashington, DC
4Groupe Speciale Mobile Association (GSMA)501(c)(6)$124 millionUnited Kingdom,
5CSA Group501(c)(6)$180 millionCanada,
6Apcia Apci501(c)(6)$44 millionChicago, IL
7Inter-Industry Conference on Auto Collision Repairs (I-CAR)501(c)(6)$55 millionHoffman Estates, IL
8The Computing Technology Industry Association501(c)(6)$81 millionDowners Grove, IL
9American Bureau of Shipping (ABS)501(c)(6)$460 millionSpring, TX
10Csa Group / Csa America Standards Inc501(c)(6)$34 millionIndependence, OH
11Association of National Advertisers (ANA)501(c)(6)$51 millionNew York, NY
12Financial Services Information Sharing and Analysis Center (FS ISAC)501(c)(6)$37 millionReston, VA
13Institute of International Finance (IIF)501(c)(6)$34 millionWashington, DC
14Southern Motor Carriers Association (SMC3)501(c)(6)$30 millionPeachtree City, GA
15American Bankers Association (ABA)501(c)(6)$135 millionWashington, DC
16Interactive Advertising Bureau501(c)(6)$29 millionNew York, NY
17Association of American Railroads (AAR)501(c)(6)$53 millionWashington, DC
18American Council of Life Insurers (ACLI)501(c)(6)$46 millionWashington, DC
19Advanced Medical Technology Association (AdvaMed)501(c)(6)$41 millionWashington, DC
20National Association of State Departments of Agriculture (NASDA)501(c)(6)$37 millionArlington, VA
21Recording Industry Association of America (RIAA)501(c)(6)$30 millionWashington, DC
22Avixa501(c)(6)$37 millionFairfax, VA
23United States Chamber of Commerce (USCC)501(c)(6)$167 millionWashington, DC
24National Retail Federation (NRF)501(c)(6)$56 millionWashington, DC
25National Association of Chain Drug Stores (NACDS)501(c)(6)$41 millionArlington, VA