Cause IQ organization profile

Investment Company Institute (ICI)

Program areas | Form 990s | Financials | Vendors | Personnel | Peers

ICI is a trade / professional association based in Washington, DC that was founded in 1941. As of 2018 they had $74 million in revenue and $78 million in assets.

The Investment Company Institute (ICI) is the national association of U.S. investment companies (mutual funds, exchange-traded funds, closed-end funds and unit investment trusts).

Fiscal year end:
Revenue trends:
Asset trends:

Program areas at ICI

Public policy issues - ici advances the interests of Investment companies, their shareholders, directors, and Investment advisers by supporting effective legislation and regulation. To secure public policy objectives, ici represents the fund industry and its shareholders before congress, the securities and exchange commission, and other regulatory agencies, as well as state and foreign regulators.

Public communications - ici offers a wide range of resources to the media, including news releases, background information on the fund industry, testimony before legislators and regulators, speeches at conferences and comment letters expressing industry opinions on regulatory proposals. Ici also provides regular statistical releases and research concerning the industry and its shareholders.

Research - ici is the primary source for statistical data and research on investors and retirement plans in the Investment Company industry. Ici research examines such topics as the retirement market, shareholder demographics, trends in shareholder ownership, fund fees and expenses, and the industry's role in foreign markets.

Form 990s for ICI

Fiscal year endingDate received by IRSFormPDF link
2018-09Oct 11, 2019990View PDF
2017-09Nov 15, 2018990View PDF
2016-09Oct 18, 2017990OView PDF
2015-09Dec 16, 2016990OView PDF
2014-09Sep 16, 2015990OView PDF
...and five more Form 990 PDFs

Financials for ICI

Total grants, contributions, etc.$64,605,998
Program services$6,979,063
Investment income and dividends$1,546,965
Tax-exempt bond proceeds$0
Royalty revenue$791,811
Net rental income$706,878
Net gain from sale of non-inventory assets$2,751
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$0
Total revenues$74,633,466

Vendors for ICI

VendorServicesAmount paidDate
Wells Fargo BankTrustee (bank, trust company or similar financial institution), Investment management$30,4802019-12-31
██████████████████████ ███Tax accounting; Audit accounting; Audit Consulting; Actuarial services; Accounting (including auditing), Actuarial$162,6722019-12-31
█████████ ███ ███████ ███Legal$21,5372019-12-31
█████████ █████████ ██████████Insurance2019-12-31
████████ █████Investment management2019-12-31
███████ ██████ █████████Investment management2019-12-31
████████ █████ ████ █████████ ███████Insurance2019-12-31
...and 13 more vendors

Personnel at ICI

NameTitleCompensationMost recent data
Alexa LamChief Executive of Asia - Pacific-Sept. 25, 2020
Paul Schott StevensPresident and Chief Executive Officer$2.6 millionSept. 30, 2018
█████ █ ███████Chief Operating Officer$1.1 millionSept. 30, 2018
████ ███████Chief Financial Officer / Treasurer$288,113Oct. 11, 2019
████ ██ ███████ ███Chief Government Affrs Offcr and Head$632,455Sept. 25, 2020
████████ ████Chief Counsel-Sept. 25, 2020
████ ███████Chief Public Communications Officer-Sept. 25, 2020
█████ █ ████Chief Economist$585,131Sept. 30, 2018
█████ █████Chief Industry Operations Officer-Sept. 25, 2020
█████ █████General Counsel$625,406Sept. 25, 2020
...and five more key personnel

Peer trade / professional associations and chambers of commerce

1Institute of International Finance (IIF)501(c)(6)$34 millionWashington, DC
2Pharmaceutical Care Management Association (PCMA)501(c)(6)$28 millionWashington, DC
3American Fuel and Petrochemical Manufacturers (AFPM)501(c)(6)$43 millionWashington, DC
4Association for Accessible Medicines (GPhA)501(c)(6)$26 millionWashington, DC
5Mortgage Bankers Association (MBA)501(c)(6)$65 millionWashington, DC
6American Insurance Association501(c)(6)$18 millionWashington, DC
7United State Travel Association501(c)(6)$33 millionWashington, DC
8National Confectioners Association (NCA)501(c)(6)$20 millionWashington, DC
9American Forest and Paper Association (AF&PA)501(c)(6)$28 millionWashington, DC
10National Restaurant Association (NRA)501(c)(6)$289 millionWashington, DC
11National Association of Manufacturers (NAM)501(c)(6)$51 millionWashington, DC
12CTIA-The Wireless Association501(c)(6)$74 millionWashington, DC
13Recording Industry Association of America (RIAA)501(c)(6)$29 millionWashington, DC
14National Business Aviation Association (NBAA)501(c)(6)$47 millionWashington, DC
15Association of American Railroads (AAR)501(c)(6)$53 millionWashington, DC
16Consumer Healthcare Products Association (CHPA)501(c)(6)$24 millionWashington, DC
17American Petroleum Institute (API)501(c)(6)$234 millionWashington, DC
18Advanced Medical Technology Association (AdvaMed)501(c)(6)$41 millionWashington, DC
19Alliance of Automobile Manufacturers501(c)(6)$34 millionWashington, DC
20Entertainment Software Association (ESA)501(c)(6)$36 millionWashington, DC
21American Council of Life Insurers (ACLI)501(c)(6)$46 millionWashington, DC
22Managed Funds Association (MFA)501(c)(6)$21 millionWashington, DC
23United States Chamber of Commerce (USCC)501(c)(6)$167 millionWashington, DC
24Financial Services Roundtable (FSR)501(c)(6)$22 millionWashington, DC
25Cruise Lines International Association (CLIA)501(c)(6)$24 millionWashington, DC