FINRA is a public sector improvement organization based in Washington, DC that was founded in 1996. As of 2019 they had $818 million in revenue and $49 million in assets.
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States.
Finra Regulation (FINRA) makes grants to other organizations, such as $168,507 to American Online Giving Foundation for "General Support"; $30,000 to SIFMA Foundation for Investor Education for "General Support"; $20,000 to Securities and Exchange Commission Historical Society for "General Support"; $16,000 to Consumer Federation of America (CFA) for "General Support"; and $15,000 to Council for Economic Education for "General Support".
Previous legal names or variations of their name include: Financial Industry Regulatory Authority.
Fiscal year ending | Date received by IRS | Form | PDF link |
---|---|---|---|
2018-12 | Jun 9, 2020 | 990 | View PDF |
2017-12 | Mar 15, 2019 | 990 | View PDF |
2016-12 | Jan 18, 2018 | 990 | View PDF |
2015-12 | Feb 27, 2017 | 990O | View PDF |
2014-12 | Jan 27, 2016 | 990O | View PDF |
...and five more Form 990 PDFs |
Field | 2018 |
---|---|
Total grants, contributions, etc. | $0 |
Program services | $818,670,022 |
Investment income and dividends | $0 |
Tax-exempt bond proceeds | $0 |
Royalty revenue | $125,263 |
Net rental income | $0 |
Net gain from sale of non-inventory assets | $0 |
Net income from fundraising events | $0 |
Net income from gaming activities | $0 |
Net income from sales of inventory | $0 |
Miscellaneous revenues | $0 |
Total revenues | $818,795,285 |
Vendor | Services | Amount paid | Date |
---|---|---|---|
Ernst and Young Us LLP | Tax accounting | 2020-06-09 | |
██████ | Content management system software | 2019-08-20 | |
█████████ ████████ ██████████ █████ | Consulting Employee | $458,340,793 | 2018-12-01 |
Name | Title | Compensation | Most recent data |
---|---|---|---|
Nathaniel Stankard | Senior Advisor, Office of the Chief Executive Officer | - | June 12, 2020 |
Robert W. Cook | President and Chief Executive Officer | $0 | June 12, 2020 |
████ █████ | Senior Vice President, Cyber Security and Chief Information Security Officer | - | June 12, 2020 |
██████ ██ ███████ | Executive Vice President and Chief Information Officer | $0 | June 12, 2020 |
████ ███████ | Executive Vice President, Chief Financial Officer and Chief Administrative Officer | $0 | June 12, 2020 |
██████ ████ | Senior Vice President and Chief of Staff and Head of Core Functions, Member Supervision | - | June 12, 2020 |
██████ █████ | Chief Legal Officer | $0 | June 12, 2020 |
████████ ██ ███████ | Chief Economist and Senior Vice President | $0 | June 12, 2020 |
███████ ██ █████ ███ | Senior Vice President Office of Government Affairs | - | June 12, 2020 |
██████ ██ ████ | Senior Vice President, Finance | - | June 12, 2020 |
...and 27 more key personnel |