| Fiscal year ending | Date received by IRS | Form | PDF link |
|---|---|---|---|
| 2018-12 | 2020-06-09 | 990 | View PDF |
| 2017-12 | 2019-03-15 | 990 | View PDF |
| 2016-12 | 2018-01-18 | 990 | View PDF |
| 2015-12 | 2017-02-27 | 990O | View PDF |
| 2014-12 | 2016-01-27 | 990O | View PDF |
| ...and 5 more Form 990s | |||
| Grantee | Grant description | Grant year | Amount |
|---|---|---|---|
| Finra Investor Education Foundation | General Support | 2018-12 | $772,946 |
|  Subscribe to view | ████ ████ | 2018-12 | $999,999 |
|  Subscribe to view | ████ ████ | 2018-12 | $99,999 |
|  Subscribe to view | ████ ████ | 2018-12 | $99,999 |
|  Subscribe to view | ████ ████ | 2018-12 | $99,999 |
| ...and 6 more grants made | |||
| Revenues | FYE 12/2019 |
|---|---|
| Total grants, contributions, etc. | $0 |
| Program services | $805,258,766 |
| Investment income and dividends | $0 |
| Tax-exempt bond proceeds | $0 |
| Royalty revenue | $113,920 |
| Net rental income | $0 |
| Net gain from sale of non-inventory assets | $0 |
| Net income from fundraising events | $0 |
| Net income from gaming activities | $0 |
| Net income from sales of inventory | $0 |
| Miscellaneous revenues | $0 |
| Total revenues | $805,372,686 |
| Name | Title | Compensation | Date of data |
|---|---|---|---|
| Nathaniel Stankard | Senior Advisor, Office of the Chief Executive Officer | 2020-06-12 | |
| Robert W. Cook | President and Chief Executive Officer | $0 | 2021-08-07 |
| John Brady | Senior Vice President, Cyber Security and Chief Information Security Officer | 2020-06-12 | |
| Â Subscribe to view | Executive Vice President and Chief Information Officer | $0 | 2020-06-12 |
| Â Subscribe to view | Executive Vice President, Chief Financial Officer and Chief Administrative Officer | $0 | 2020-06-12 |
| ...and 30 more key personnel | |||