Cause IQ organization profile

Finra Regulation (FINRA)

Form 990s | Financials | Vendors | Personnel | Peers

FINRA is a public sector improvement organization based in Washington, DC that was founded in 1996. As of 2019 they had $818 million in revenue and $49 million in assets.

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States.

Finra Regulation (FINRA) makes grants to other organizations, such as $168,507 to American Online Giving Foundation for "General Support"; $30,000 to SIFMA Foundation for Investor Education for "General Support"; $20,000 to Securities and Exchange Commission Historical Society for "General Support"; $16,000 to Consumer Federation of America (CFA) for "General Support"; and $15,000 to Council for Economic Education for "General Support".

Previous legal names or variations of their name include: Financial Industry Regulatory Authority.

(301) 590-6500
Fiscal year end:
Revenue trends:
Asset trends:

Form 990s for FINRA

Fiscal year endingDate received by IRSFormPDF link
2018-12Jun 9, 2020990View PDF
2017-12Mar 15, 2019990View PDF
2016-12Jan 18, 2018990View PDF
2015-12Feb 27, 2017990OView PDF
2014-12Jan 27, 2016990OView PDF
...and five more Form 990 PDFs

Financials for FINRA

Total grants, contributions, etc.$0
Program services$818,670,022
Investment income and dividends$0
Tax-exempt bond proceeds$0
Royalty revenue$125,263
Net rental income$0
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$0
Total revenues$818,795,285

Vendors for FINRA

VendorServicesAmount paidDate
Ernst and Young Us LLPTax accounting2020-06-09
██████Content management system software2019-08-20
█████████ ████████ ██████████ █████Consulting Employee$458,340,7932018-12-01

Personnel at FINRA

NameTitleCompensationMost recent data
Nathaniel StankardSenior Advisor, Office of the Chief Executive Officer-June 12, 2020
Robert W. CookPresident and Chief Executive Officer$0June 12, 2020
████ █████Senior Vice President, Cyber Security and Chief Information Security Officer-June 12, 2020
██████ ██ ███████Executive Vice President and Chief Information Officer$0June 12, 2020
████ ███████Executive Vice President, Chief Financial Officer and Chief Administrative Officer$0June 12, 2020
██████ ████Senior Vice President and Chief of Staff and Head of Core Functions, Member Supervision-June 12, 2020
██████ █████Chief Legal Officer$0June 12, 2020
████████ ██ ███████Chief Economist and Senior Vice President$0June 12, 2020
███████ ██ █████ ███Senior Vice President Office of Government Affairs-June 12, 2020
██████ ██ ████Senior Vice President, Finance-June 12, 2020
...and 27 more key personnel

Peer public sector reform and improvement organizations

1Financial Industry Regulatory Authority (FINRA)501(c)(6)$1.2 billionWashington, DC
2American Petroleum Institute (API)501(c)(6)$234 millionWashington, DC
3Pharmaceutical Research and Manufacturers of America (PhRMA)501(c)(6)$459 millionWashington, DC
4National Restaurant Association (NRA)501(c)(6)$289 millionWashington, DC
5Securities Investor Protection Corporation (SIPC)501(c)(6)$355 millionWashington, DC
6American Medical Association501(c)(6)$332 millionChicago, IL
7United States Tennis Association Incorporated501(c)(6)$320 millionWhite Plains, NY
8New York Shipping Association501(c)(6)$275 millionEdison, NJ
9Cfa Institute501(c)(6)$370 millionCharlottesville, VA
10Missouri Valley Line Constructors National Electrical Contractors Association in501(c)(6)$239 millionKansas City, MO
11National Football League (NFL)501(c)(6)$619 millionNew York, NY
12National Association of Realtors501(c)(6)$245 millionChicago, IL
13California Independent System Operator (CAISO)501(c)(3)$228 millionFolsom, CA
14Electric Reliability Council of Texas (ERCOT)501(c)(4)$244 millionAustin, TX
15New Venture Fund501(c)(3)$405 millionWashington, DC
16Michigan Catastrophic Claims Association (MCCA)501(c)(6)$2.1 billionLivonia, MI
17World Economic Forum501(c)(6)$318 millionSwitzerland,
18North Carolina Insurance Underwriting Association (NCIUA)501(c)(6)$349 millionRaleigh, NC
19PGA Tour501(c)(6)$1.4 billionPonte Vedra Beach, FL
20Gsma501(c)(6)$216 millionAtlanta, GA
21American Bureau of Shipping (ABS)501(c)(6)$460 millionSpring, TX
22Tennis Australia501(c)(6)$320 millionAustralia,
23National Education Association of the United States501(c)(5)$383 millionWashington, DC
24Laborers-Employers Benefit Plan Collection Trust (LECET)501(c)(5)$555 millionWashington, DC
25National Association of Letter Carriers (NALC)501(c)(5)$1.7 billionWashington, DC