EIN 52-1959501

Financial Industry Regulatory Authority (FINRA)

IRS 501(c) type
501(c)(6)
Num. employees
0
Year formed
1996
Most recent tax filings
2019-12
Description
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States.
Related structure
FINRA is a subordinate organization under Financial Industry Regulatory Authority (FINRA).
Also known as...
Finra Regulation

Form 990s for FINRA

Fiscal year endingDate received by IRSFormPDF link
2018-122020-06-09990View PDF
2017-122019-03-15990View PDF
2016-122018-01-18990View PDF
2015-122017-02-27990OView PDF
2014-122016-01-27990OView PDF
...and 5 more Form 990s

Grants made by FINRA

GranteeGrant descriptionAmount
Finra Investor Education FoundationGeneral Support$772,946
 Subscribe to view████ ████$999,999
 Subscribe to view████ ████$99,999
 Subscribe to view████ ████$99,999
 Subscribe to view████ ████$99,999
...and 6 more grants made

Financials for FINRA

RevenuesFYE 12/2019
Total grants, contributions, etc.$0
Program services$805,258,766
Investment income and dividends$0
Tax-exempt bond proceeds$0
Royalty revenue$113,920
Net rental income$0
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$0
Total revenues$805,372,686

Personnel at FINRA

NameTitleCompensation
Nathaniel StankardSenior Advisor, Office of the Chief Executive Officer
Robert W. CookPresident and Chief Executive Officer$0
John BradySenior Vice President, Cyber Security and Chief Information Security Officer
 Subscribe to viewExecutive Vice President and Chief Information Officer$0
 Subscribe to viewExecutive Vice President, Chief Financial Officer and Chief Administrative Officer$0
...and 30 more key personnel

Organizations like FINRA

OrganizationLocationRevenue
Financial Industry Regulatory Authority (FINRA)Washington, DC$1,316,323,993
Project Management Institute (PMI)Newtown Square, PA$285,469,192
Christian Community Development CorporationMemphis, TN$283,092,343
Tennis AustraliaAustralia, $307,840,395
JobsOhioColumbus, OH$366,264,700
Cooperative Finance Corporation (CFC)Dulles, VA$1,380,006,975
Electric Reliability Council of Texas (ERCOT)Austin, TX$260,219,816
Pharmaceutical Research and Manufacturers of America (PhRMA)Washington, DC$526,601,050
New York City Economic Development Corporation (NYCEDC)New York, NY$664,016,417
National Football League (NFL)New York, NY$619,557,237
United States Tennis Association (USTA)White Plains, NY$332,162,497
Missouri Valley Line Constructors National Electrical Contractors Association inKansas City, MO$270,155,771
Apple Industrial Development CorporationNew York, NY$203,657,710
National Association of Realtors (NAR)Chicago, IL$338,237,757
American Medical Association (AMA)Chicago, IL$364,569,109
American Petroleum Institute (API)Washington, DC$238,520,840
CFA InstituteCharlottesville, VA$416,456,990
GsmaAtlanta, GA$228,918,871
New York Shipping AssociationEdison, NJ$287,168,908
National Rural Electric Cooperative Association (NRECA)Arlington, VA$202,779,789
American Bureau of Shipping (ABS)Spring, TX$460,171,472
College of American Pathologists (CAP)Northfield, IL$235,905,746
World Economic ForumSwitzerland, $338,156,853
California Independent System Operator (CAISO)Folsom, CA$229,176,886
Prairie Meadows Race Track & CasinoAltoona, IA$2,339,117,040
Nonprofit Types
Issues
Characteristics
Key performance indicators
Total revenues
$805,372,686
2019
Yearly growth
-1.6%
% of revenues
n/a
Total expenses
$665,104,315
2019
Yearly growth
0.1%
% of expenses
n/a
Total assets
$31,398,219
2019
Yearly growth
-36.3%
% of assets
n/a
Num. employees
0
2018
General information
Address
1735 K Street NW
Washington, DC 20006
Metro area
Washington-Arlington-Alexandria, DC-VA-MD-WV
Website URL
finra.org/ 
Phone
(301) 590-6500
Twitter profile
@finra_news 
IRS details
EIN
52-1959501
Fiscal year end
December
Taxreturn type
Form 990
Year formed
1996
Eligible to receive tax-deductible contributions (Pub 78)
No
Categorization
NTEE code, primary
W20: Government and Public Administration
NAICS code, primary
926110: Economic Development Corporations and Economic Program Organizations
Parent/child status
Subordinate organization