FINRA is a public sector improvement organization based in Rockville, MD that was founded in 1936. As of 2018 they had $1.3 billion in revenue and $2.2 billion in assets.
Financial Industry Regulatory Authority (FINRA) is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers.
| Fiscal year ending | Date received by IRS | Form | PDF link |
|---|---|---|---|
| 2018-12 | Feb 18, 2020 | 990O | View PDF |
| 2017-12 | Feb 21, 2019 | 990 | View PDF |
| 2016-12 | Jan 18, 2018 | 990 | View PDF |
| 2015-12 | Feb 27, 2017 | 990O | View PDF |
| 2014-12 | Feb 3, 2016 | 990O | View PDF |
| ...and five more Form 990 PDFs | |||
| Field | 2017 |
|---|---|
| Total grants, contributions, etc. | $0 |
| Program services | $647,868,600 |
| Investment income and dividends | $24,484,935 |
| Tax-exempt bond proceeds | $0 |
| Royalty revenue | $144,351 |
| Net rental income | $231,989 |
| Net gain from sale of non-inventory assets | $63,985,787 |
| Net income from fundraising events | $0 |
| Net income from gaming activities | $0 |
| Net income from sales of inventory | $0 |
| Miscellaneous revenues | $570,969,991 |
| Total revenues | $1,307,685,653 |
| Vendor | Services | Amount paid | Date |
|---|---|---|---|
| Drupal | Content management system software | 2020-06-20 | |
| █████ ███ █████ ██ ███ | Tax accounting; Audit accounting | 2018-11-12 | |
| ██████ ███ ████████ | Hosting Services | $21,274,470 | 2017-12-01 |
| █████████ ███████████ | Consulting | $5,458,095 | 2017-12-01 |
| ██████ ██████████ ██ | Hosting Services | $14,134,408 | 2017-12-01 |
| █████████ | Testing Services | $10,561,814 | 2017-12-01 |
| ██████████ | Tech Consulting | $14,690,788 | 2017-12-01 |
| █████ ████ █████████ ███ | Insurance | 2016-12-31 | |
| ...and 21 more vendors | |||
| Name | Title | Compensation | Most recent data |
|---|---|---|---|
| Richard G Ketchum Fmr | Chairman and Chief Executive Officer | - | Dec. 31, 2017 |
| Robert W. Cook | President and Chief Executive Officer | $1.0 million | May 20, 2020 |
| ██████ █ ███████ | Executive Vice President and Chief Information Officer | $1.0 million | Dec. 31, 2017 |
| ██████ █ █ █████ | Executive Vice President and Chief Legal Officer | $1.2 million | Dec. 31, 2017 |
| ████ ███████ | Senior Vice President , Corporate Communications | - | Sept. 15, 2017 |
| ████ █████ | Senior Vice President , Member Relations and Education | - | Sept. 15, 2017 |
| ███████ ██████████ | Executive Vice President | $790,937 | Dec. 31, 2017 |
| █████ █████ | President , Finra Foundation and Senior Vice President , Investor Education / President , Finra Investor Education Foundationsenior Vice President , Finra Investor Education | - | Sept. 15, 2017 |
| ████████ █ ███████ | Senior Vice President | $525,371 | Dec. 31, 2017 |
| ███████ ██████ | Executive Vice President | $767,892 | Dec. 31, 2017 |
| ...and 11 more key personnel | |||
| Name | Type | Revenue | Location | |
|---|---|---|---|---|
| 1 | Cfa Institute | 501(c)(6) | $370 million | Charlottesville, VA |
| 2 | American Bureau of Shipping (ABS) | 501(c)(6) | $460 million | Spring, TX |
| 3 | Blue Cross Blue Shield Association (BCBSA) | 501(c)(4) | $606 million | Chicago, IL |
| 4 | The Pew Charitable Trusts (Pew) | 501(c)(3) | $337 million | Philadelphia, PA |
| 5 | Open Society Foundation | 501(c)(3) | $372 million | New York, NY |
| 6 | Johns Hopkins University (JHU) | 501(c)(3) | $6.4 billion | Baltimore, MD |
| 7 | Howard Hughes Medical Institute | 501(c)(3) | $1.5 billion | Chevy Chase, MD |
| 8 | Turning Point Foundation | 501(c)(3) | $622 million | Bowie, MD |
| 9 | HH Medstar Health | 501(c)(3) | $549 million | Columbia, MD |